Broker-Dealer Regulation

Broker-Dealer Regulation can ensure you stay up to speed with the many new regulations coming your way and gain a solid, working grasp of today?s standards. This essential, accessible reference will show you how FINRA, the newly created single regulatory organization, will continue to develop a single set of securities rules and how that will affect your work.

ISBN10:	1402405413
ISBN13:	9781402405419
Number Of Pages:	1800
Publication Date:	20041101
Publisher:	National Book Network
Binding:	UNKNOWN FORMAT ??

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SKU: 9781402405419

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